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Suitability Assessment Questionnaire

At Sentinel Capital Limited (SENCAP), we are committed to knowing our clients to the greatest extent possible in order to ensure our support, guidance and advice in respect of our clients’ investment decisions are appropriate and suitable to their investment goals and objectives. 

 

This Suitability Assessment Questionnaire is one of the tools we use to guide our clients in choosing the investment products that are right for them It allows us to have an understanding of our clients’ investment objectives, risk tolerance, financial profile and investment experience.  The information our clients provide will form the basis of our recommendations, but we also supplement our knowledge with further discussions with our clients that are driven from the answers to this questionnaire.

 

As such, we ask for you to provide as accurate and complete information as possible to the below questions to ensure that suitable investment products are recommended according to your investment needs and objectives.

 

Thank you.

Which best describes your investment objective:
Primarily Capital preservation
Primarily income generation along with slight capital growth
To achieve a balance of income generation and capital growth
Primarily capital growth along with slight income generation
Primarily high capital growth
Which of the following best describes your current stage of life
Single with few financial burdens. Ready to accumulate wealth for future short term and long term goals
A couple without children. Preparing for the future by establishing a home. Expecting to have or already have a high purchase rate of household and consumer items
Young family with a home. You have a mortgage and childcare costs and maintain only small cash balances
Mature family. You are in your peak earning years and your mortgage is under control. You’re ready to start thinking about your retirement years
Preparing for retirement. You own your home and have few financial burdens; you want to ensure you can afford a comfortable retirement
Retired. You rely on existing funds and investments to maintain your lifestyle in retirement. You may already be receiving a Government pension and/or Superannuation pension

Client Profiling Acknowledgement

Your chosen investment profile is recorded above. In case you would like to choose a lower profile which is in line with your current requirements and risk appetite, please notify your relationship manager. Please note that you can only choose an alternative investment profile that is more conservative than that indicated above.

 

Confirmation of Your Investment Profile

I/We acknowledge that the information stated in this application form is true and correct and have duly verified the same. I/WE hereby acknowledge that the investment profile in section above is consistent with my / our investment risk tolerance requirement and investment objectives.

 

I/We declare that I/We have understood and answered all the questions in the above application. I/ We undertake to notify The firm ("the Company") of any change in the information with respect to any material aspects impacting my risk profile.

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Terms of Service

Sentinel Capital Limited is regulated by the DFSA (license number F005969) for the provision of arranging custody, arranging deals in investments and advising on financial products, with a retail endorsement. Sentinel Capital Limited’s registered address is Level 12, Gate Building West, Office 1222, Dubai International Financial Centre, PO Box 506812, Dubai, United Arab Emirates.

 

Past performance is no guarantee of future results. Historical returns, expected returns, and probability projections are provided for informational and illustrative purposes, and may not reflect actual future performance. All investing involves risk, including the possible loss of money you invest.

 

© 2022 Sentinel Capital Limited. All rights reserved.

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